Structure of levels and typification
The above-mentioned statements are based on Starobogatov’s acceptance
of Rohdendorf’s (1977) proposal to keep three different groups of names:
phylumgroup, class-group and order-group. The Principle of Coordination should
apply to these three groups. Starobogatov differentiated the ‘total coordination’ proposal
inherent in Rohdendorf’s treatment (where all uninominal
high-level names are merged with the family-group names) from
his own, which considers the existence of these three groups
as separate entities with separate internal coordination.
Even if Starobogatov’s proposal is not accepted (and
I will present strong reasons not to do so) the formal nomenclatural
proposal here presented could be maintained, based on sound logical
ground.
Rohdendorf’s proposal was rejected on the principle that ‘in
doing so, the quantity of names, authors and dates does not grow very much, and
the nomenclatural stability of higher-rank taxa is secured more dependably .
. . and the names of higher taxa are based primarily on the best known and characteristic
genera’. This concern is basic for a system that attempts
to incorporate all available names. This would not
be an onerous task. He went on: ‘In so doing, the name of a taxon may be
formed from any available generic name regardless of which family-group name
was published earliest’. This statement is the weakest point in Starobogatov’s
system, since the level at which to seek a type-bearing taxon
for all high-level taxa should be the genus-group, ignoring the
family-group names. This procedure is directly contrary to the
Principle of Typification, and would render any Code established
on such a procedure deeply illogical.
A ‘three-group system of coordination’, as Starobogatov called
it, cannot be allowed to undermine the Principle of Typification. In Starobogatov’s
concept, the three groups (phylum-, class- and order-groups)
would be typified in any included genus whose name was used to
typify any high-level taxon name (that is, the family-group names
would be discarded). If we strictly follow the rationale of the
Code, a phylum-group name should be typified with the oldest
available class-group name, this in the oldest available order-group
name, and the latter in the oldest family-group name (with the
appropriate ending changes).
Starobogatov states: ‘With a three-group system of coordination,
we can calmly consider names of the order-group and the family-group, even ones
based on the same genus, as originating independently, and to ascribe to them
different authors and dates of publication’. This is, plainly,
not desirable. This procedure would add to the thousands of uninomina
already in use for family-group names, many others with different
authors and dates (which would be found in the older literature),
and, what is worse, much more debate on precedences, with the
consequent requests to the Commission.
According to this, it would seem that we would then have to decide whether
we consider high-level taxa divided into a ‘three-group system of coordination’ as
Starobogatov (1991) proposed (with a stairway typification system, not with his
typification directly to genus for each level), or whether we consider them to
be a ‘single-group system of coordination’ (Rohdendorf,
1977). In any case, the unique type-bearing taxon should be sought
in the family-group.
Instead, I am proposing here that we be pragmatic and use what we already
have. In the current (4th Edition) Code, we already have a uninominal level in
use and well established: the family-group names. This group has names already
typified in genera, and because time, and consequently Priority, is the main
criterion, the oldest family-group names are usually based on the oldest (or
at least the best known) generic names. I propose here simply to expand the family-group
to include all the uninominal names above the genus-group, to be called the ‘upper
uninominal group’.
In this system, phylum-group, class-group, order-group
and family-group would each become a subgroup. Only names given
in the family-subgroup would be available for nomenclatural purposes.
In the family-subgroup, they would keep author and date as a
complementary attribute, but author would not be necessary for
taxa above the family-subgroup. Names in the phylum-, class-
and order-subgroup would have date only, in order to determine
their priority. Typified names given for a taxon in a rank above
the family-subgroup would not be available.
The new groups of names
According to the above proposal, the zoological categories would be gathered
into three different groups (or coordination levels):
The ‘upper uninominal group’. Its defining characters being
plural substantive uninomina that never unite to the specific
epithet to form a name, typified on a genus group name, formed by its stem
and a set of connectors and endings. To be written in plain fonts.
The ‘genus group’ (‘lower uninominal group’).
Its defining characters being singular substantive uninomina that may unite
to the specific epithet to form names of the ‘species group’,
typified on a species group name. To be written in a different
font from the rest of the text, usually italics.
The ‘species group’. Its defining characters being binomina
or trinomina, typified on specimens (extant or not). To be written
in a different font from the rest of the text, usually italics.
Transition from contemporary nomenclature
This ruling would alter only minimally the usual names of many taxa.
In some cases, just one or two letters may change in typified high-level taxa
and the main concept behind the old name is easily recognisable. The addition
of a type taxon for comparison and teaching is also an enormous advantage,
including the diminution of the necessary effort of memory to learn names that
have nothing to do with the included taxa names. An example is to be found
for Arthropoda in table 4, following the endings presented in table 3. As can
be seen, most of the resulting names are older than those in use, adding to
an increasing stability of nomenclature (‘the older the name, the more
difficult to find one displacing it’).
But, what happens with non-typified nominal taxa? Starobogatov (1991)
commented: ‘The most simple and radical solution is to reject all descriptive
names and change them to typified names. . . . However, . . . such a sudden
reform is absolutely impossible since it arouses a resolute protectiveness
in all zoologists who are accustomed to certain names . . .’. Zoologists
were also accustomed to names like Gephyrea or Vermes, which are no more in
use. Some other ‘scientific’ names, like
Reptilia, are used in a more vernacular sense.
Of course, implementation of a system of typified
high-level names cannot happen overnight.
The new Code should protect the use of typified names by making its naming
mandatory side-by-side with non-typified names in those papers where new taxa
are described. Descriptions of non-typified names should be considered unavailable.
On the other hand, publication of uninominal names in the genus-group with
the same endings as the ‘upper uninominal group’ names
should also be prohibited, to avoid (hemi)homonymy. The implementation
of obligatory registration of all zoological names could play a
major role in eliminating errors. Non-typified names would eventually
disappear. There are only two ways of keeping them, and both are
far from satisfactory:
(1) To maintain them for the lowest taxon (in a phylogeny) lumping together
all the included taxa in a rank, e.g. genus. As has been repeatedly
pointed out, this would make Amphibia Linnaeus, 1758 identical with, and having
priority over, Vertebrata Lamarck, 1801, since it originally included the genus
Petromyzon Linnaeus, 1758 (Class Cephalaspidomorphi). Moreover the name Nantes
Linnaeus, 1758 (forming a taxon under his Amphibia) would also be a synonym,
containing the same genus. Following this rule would undoubtedly change the
meaning of many names.
(2) The other possibility is typification based on one of the included
typified taxa of lower rank (either families or genera). Since
this has not occurred before, if the new Code allows it, it would lead to a
frenetic race for type taxon designation and innumerable applications to the
Commission to resolve conflicting typifications.
Neither of these solutions is desirable. Non-typified names must disappear
in 21st century zoological nomenclature.
In the case of the few typified names having available names with the
same precedence, a ruling of the Commission (acting as First Reviser or under
the Plenary Power) selecting the most appropriate name after consulting with
interested zoologists would be desirable, e.g. in the case of Order Coleoptera
Linnaeus, 1758 (the original meaning included also cockroaches, crickets and
earwigs!) that could be named (following the present proposal): Scarabaeiformes,
Carabiformes,Hydrophiliformes, Staphyliniformes, Bostrichiformes, Cucujiformes,
Cleriformes, Tenebrioniformes, Chrysomeliformes or Curculioniformes. There
is also the possibility of taking into consideration the date of precedence
of the non-typified name being replaced in the competition for naming higher
rank taxa: e.g. the name Termitiformes 1802 would have precedence over Perliformes
1802 for the replacement naming of Polyneoptera Martynov, 1925 (with the appropriate
ending change) since the first name is replacing Isoptera Brullé,
1832, which has precedence over the name Plecoptera Burmeister,
1839, replaced by Perliformes.
The application of the system here presented would allow quick finding
of available names for every desired category with information
on authors and dates for the families included.
Table 4. Nomenclature of
a subphylum of Arthropoda and of Order Coleoptera,
following the present proposal in table 3.
This is just a ‘scherzo’ and some
names may have available alternatives. I have
selected those I consider less disruptive.
Some fossil taxa have not been considered,
although in a formal proposal they should be,
unless ruled otherwise.

Proposals to the Commission
I expect that the aforementioned opinions and proposals will need to
be considered by the compilers of the next edition of the Code. Those of us
having a commitment to nomenclature must face the fact that conservatism is
good up to a certain point, but can be counter-productive if maintained irrespective
of necessary developments.
I therefore urge the Commission to begin in-depth discussion of the abovementioned
proposals (and of those of my predecessors) to identify those best meeting
the needs of zoologists in the 21st century and to draft them for incorporation
in the Code.
Unlike Starobogatov, I will not propose a set of rules to be taken into
consideration. Although I think that my proposals are logical and Code-compliant
(with the suggested amendments), I consider that my fellow members of the Commission
and, indeed, all working zoologists still have to give their views.
However, my views can be summarised as follow: The new Code must regulate
those uninomina above the family-group, usually known as phylum-, class- and
order-group names.
Non-typified names must be discarded in high-level taxa nomenclature.
No new non-typified name will be available after the new Code is in force.
Typified high-level regulated names must be introduced gradually and
in accordance with the Code. Non-typified names in publications must be accompanied
by the corresponding typified names, and use of non-typified names alone should
be prohibited by the Code. New taxa described only under non-typified names
should not be made available.
A logical set of standardized connectors and endings, such as those proposed
here (table 3), should be incorporated in the new Code.
Instead of creating either three groups above the family-group
(phylum-group, class-group and order-group) or a single group encompassing
all of them, I propose the expansion of the family-group name to
form an ‘upper uninominal group’.
This group would be typified by the names in the immediately inferior
group (the genus-group) as is the standard in the present Code. This way, the
internal logic of the Principle of Typification is maintained.
Depending upon the decision of the Commission, names for this ‘upper
uninominal group’ could be taken directly from the existing
family-group names or, alternatively, extant typified names for
upper categories could enter into competition by precedence. It
would not be necessary to give authors for these names. With this
action, unnecessary efforts will be avoided, since most of the
names needed are already available.
Acknowledgements
I wish to thank here my colleagues and friends who discussed some of
these points with me, and in particular David Remsen, whose help in querying
the Nomenclator Zoologicus database in some particular cases has been
much appreciated and has contributed greatly to this paper, and Manuel Sánchez-Ruiz
for a critical reading of a first draft.
References
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i printsipy zoologicheskoj nomenklatury. Entomologicheskoe
Obozrenie, 75(4): 939–944.
Kluge, N. Yu. 1999. Mitos en sistemática
y principios de nomenclatura zoológica. Myths in systematics
and principles of zoological nomenclature. Boletín
de la Sociedad Entomológica Aragonesa, 26:
347–377.
Papavero, N., Llorente-Bousquets, J. & Minoro Abe,
J. 2001. Proposal of a new system of nomenclature for
phylogenetic systematics. Arquivos de Zoologia, São
Paulo, 36(1): 1–145.
Parker, S.P. (Ed.). 1982. Synopsis and classification
of living organisms, 2 vols. 1166, 1232 pp. MacGraw Hill,
New York.
Rasnitsyn, A.P. 1992. Comment on the article
Problems in the Nomenclature of Higher Taxonomic Categories by
Ya. I. Starobogatov. Bulletin of Zoological Nomenclature, 49(1):
62.
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taksonov vysokogo ranga v Zoologii. Paleontologicheskij Zhurnal, 2:
14–22. [Translated in Paleontological Journal,
(1977) 11(2): 149–155; reprinted in Bulletin
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hybridization studies. The Auk, 105(3):
409–423.
Starobogatov, Ya. I. 1984. O problemakh nomenklatury
vysshikh taksonomicheskikh kategoriy. Pp. 174–187 in: Tatarinov,
L.P. & Shimanskiy, V.N. (Eds.). Spravochnik po sistematike
iskopayemykh organizmov (taksony otryadnoy i vyshchikh grupp).
Izdatel’svo Nauka, Moscow.
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6–18.
General Article
Proposals for the incorporation of nomina of higher-ranked
taxa into the Code
Alain Dubois
Muséum national d’Histoire naturelle, Systématique
& Evolution, USM 602 Taxonomie & Collections, Reptiles &
Amphibiens, 25 rue Cuvier, 75005 Paris, France (e-mail:
adubois@mnhn.fr)
Note. In order to avoid semantic ambiguity, the
following terms (Dubois, 2000, 2005a-c) are used here: (1) nomen (plural nomina)
for ‘scientific name’ in the Code (to avoid possible
confusions with authors’
names, vernacular names, etc.); (2) nominal-series for
a set of nomina that interact concerning synonymy, homonymy, priority,
etc.: thus, family-series is used here instead of ‘family
group’ as used in the Code, etc., to avoid confusions such
as between the formula ‘species group’ to designate
either a taxon or a nomenclatural level.
Introduction
The Code currently regulates only the nomina of taxa of the species-,
genus- and family-series, i.e. from the rank subspecies to the rank superfamily.
For a short period, i.e. between the 1953 Copenhagen Congress (Hemming, 1953)
and the 1958 London Congress, Rules for the naming of orders and other higher
ranked taxa were incorporated in the international ‘Règles’,
with use of type genera for such nomina (Linsley & Usinger, 1959), but
these Rules had been deleted when the first edition of the Code (ICZN, 1961)
was published. Currently these nomina are not covered by the Code, which raises
increasing problems as new phylogenetic analyses of zoological groups are produced:
such works usually tend to increase the number of higher taxa and to modify
the contents and definitions of these taxa. The absence of Rules for the naming
of higher taxa currently results in ambiguity and confusion, and if this situation
persists it may result in chaos, different authors applying either the same
nomen to different taxa or different nomina to the same taxon. This prompted
me to propose formal rules for the incorporation of the nomina of higher taxa
into the Code. These proposals are widely different and much more detailed
than previous proposals already published in BZN (Rasnitsyn, 1982;
Brothers, 1983; Starobogatov, 1991). Given the space limitations of this paper,
they cannot be presented and discussed here in detail, but details of the project
are provided elsewhere (Dubois, 2005a-c).
Premises
The proposed Rules are presented here in the context
of a philosophy of zoological nomenclature that relies on a few
simple premises, in agreement with those of the Code for nomina
of lower-ranked taxa (Dubois, 2005b):
1. Nomenclature is distinct from taxonomy: the role of the latter is
to define or recognize classificatory units or taxa, whereas the role of the
former is to provide nomina for these units. Accordingly, nomina are just labels
allowing unambiguous, universal and automatic designation of taxa within the
frame of any given taxonomy. They are not taxa, or definitions of taxa, or
theories about taxa, their properties or their evolution. They have no meaning
or value in isolation. Their function is to allow storage and retrieval of
taxonomic information about organisms, not to replace this information.
2. Establishment of the status of a nomen is a three-step or three-storey
process (Dubois, 2005a-b):
(a) Availability of a nomen is provided by its publication under
certain conditions (date, Latin or Latin-like term, presence of
a description, definition or indication purported to differentiate
the taxon designated by the nomen).
(b) Allocation of a nomen to any potential taxon is not made through
any kind of definition (be it phylogenetic, phenetic or other),
but through the use of a tool unique to biological nomenclature,
the ‘name-bearing type’ or onomatophore (Simpson,
1940, 1961), which establishes an objective and permanent link
between the real world of organisms and the world of language (Dubois &
Ohler, 1997; Dubois, 2005b). Onomatophores provide a means of ‘labelling’
taxa by ostension (Keller et al., 2003), but do not define taxa.
Any onomatophore is included in several (usually many) more or
less inclusive taxa of various hierarchical ranks, so that the
nomen potentially applies to all of these taxa: which ones will
in the end have to bear this nomen will be determined by the next
step.
(c) In the three nominal-series covered by the Code, combination
of the Rule of Coordination and of the Rule of Priority allows
the automatic establishment of the hierarchical relationships between
nomina designating more or less inclusive taxa. Among several nomina
of which the onomatophores are included in a given taxon, the first
published is the valid one, and this applies to taxa at all ranks
including these onomatophores, up to the most inclusive one: at
each rank, a more inclusive taxon bears the same nomen as its nominotypical
subordinate taxon, which is the first named of all its subordinate
taxa; this nomen may be either modified at different ranks as in
the family-series, or not as in the other two nominal-series. Therefore, validity of
nomen among several synonyms applying potentially to the same taxon
is normally determined by priority of publication. However,
in a few special cases, in order to preserve well-known nomina,
this can be overruled by taking
prevalent usage into account.
3. Nomina are historical entities with a given nomenclatural status (regarding
their publication date and their onomatophore) which cannot be changed later.
Under the Code, because of this ‘founder effect’, a nomen cannot
be redefined after its creation. The only changes that can be brought to the
nomenclatural status of nomina are through first-reviser actions, but such
actions are strictly regulated and can occur only in a few situations, whenever
some ambiguity remained after the original creation of the nomen (no onomatophore
designation, contemporaneous publication of two synonymous or homonymous nomina,
etc.).
4. Ranking of taxa in the nomenclatural hierarchy does not provide any
information on the ‘nature’ or properties of taxa,
but merely has the function of providing an organizational model
(Knox, 1998) for indexing taxonomic information. This means that
ranks are largely arbitrary and that by no means should a family
of beetles be construed as equivalent by any criterion to a family
of birds. However, in both groups any subfamily is subordinate
to a single family and both taxa occupy a unique and identifiable
place in the system, thus allowing unambiguous
allocation of any given organism to a single taxon bearing a single
nomen, at all levels of the hierarchy.
5. Although very important for communication, nomenclature is at the
service of taxonomy, not the reverse, and nomenclatural rules should be devised
in such a way as to be able to work simply and automatically, in order for
two specialists working on opposite sides of the planet to be able to reach
independently the same conclusion as to the valid nomen that a given taxon
should bear within the frame of a given taxonomy. This means that the reply
to the question
‘do we want a Code or a committee?’ (Fosberg, 1964)
should clearly be ‘a Code’. Rules for the allocation
of nomina to taxa should therefore be universal, simple, and leave
no ground for personal opinions, tastes or interpretations. This
is in contrast with the situation currently illustrated by supporters
of the PhyloCode, an alternative nomenclatural
system, who are engaged in endless discussions about the status
of nomina (e.g., Laurin & Anderson, 2004). We are at the beginning
of the ‘century of extinctions’ (Dubois, 2003), and
taxonomists, if they act responsibly, have other things to do than
to quibble on the status of nomina: they must collect, study and
describe our planet’s remaining species before they become
extinct.
Differences
The proposed new Rules have been devised in agreement with these
five premises. They differ from all previously proposed systems
for the nomenclature of higher taxa (references in Dubois, 2005c)
in several important respects:
1. In all previous systems, two or more nominal-series were recognized
above the family-series. In the new system, following the original proposal
of Dubois (1984), a single nominal-series is recognized for higher taxa: the class-series.
This is because, as stated above under 4, ranks are largely arbitrary, and
there would be no point in discussing whether a given taxon ‘is’
a class or an order: the important point for communication among
biologists is not the name given to the rank of the taxon, but
the hierarchical arrangement of taxa among which this taxon occupies
a unique position.
2. Two other proposals of previous authors were not retained, for reasons
explained in detail in Dubois (2005c): (a) the use of standard endings for
class-series taxa of a given rank; (b) the use of a Rule of Coordination between
nomina of the class-series: this means that, unlike the situation for the three
nominal-series covered by the Code, a given class-series nomen can apply to
only one taxon at a given hierarchical rank, not to several coordinate taxa
(including ‘nominotypical’ taxa).
3. Concerning the onomatophores of class-series nomina, previous proposals
were in favour of designating either a type-genus or a type-family for each
nomen. The latter proposal was rejected already in Dubois (1984, 1987). The
former proposal, first adopted by Dubois (1984), proved to be impractical because
of the absence of a Rule of Coordination for higher nomina. In the class-series,
as no nominotypical taxa exist, with a single type-genus it would be impossible
to know which nomen applies to the most inclusive taxon and which ones to any
of its subordinate taxa having the same onomatophore. A new solution was therefore
devised in order to allocate unambiguously each class-series nomen to a single
taxon within the frame of a given taxonomy.
Rationale
The rules proposed rely on a detailed rationale that cannot be fully
described here, but the most noteworthy elements of which are briefly presented
below:
1. Availability of nomina of the class-series relies on criteria
similar to those concerning other nomina governed by the Code: formal publication
after 1757 in a permanent medium; nomen first created as a Latin or Latin-like
term, or subsequently latinised if created in another language; nomen published
associated with a diagnosis or definition of the taxon it designates, relying
on
‘characters purported to differentiate the taxon’.
Objective criteria are also proposed to distinguish between class-series
and family-series nomina, a distinction which is not always easy.
2. Allocation of nomina to taxa relies on onomatophores of a
new kind, combined with a new tool called onomatostasis. This complication
is needed in order to allow unambiguous allocation of each nomen to a single
taxon in the hierarchical succession of taxa despite the absence of a Rule
of Coordination.
(a) For reasons already explained by Dubois (1984, 1987), the onomatophores
of class-series nomina should be genus-series nomina (nomina of
genera or subgenera), not specimens or nomina of other nominal-series.
(b) It is proposed that the onomatophore of any class-series nomen
be composed of its conucleogenera, i.e. the indissoluble set of
all genus-series nomina referred to the taxon in the original publication.
This set is indissoluble, which means that it is impossible to
restrict it by exclusion of any genus-series nomen (unlike e.g.
the situation in the genus-series, where a type-species may be
designated among several originally included species). Application
of the nomen will therefore be possible only to taxa that include
all these conucleogenera: the exclusion of even a single one of
them prevents application of the nomen to the taxon. However, this
is not enough to know exactly to which taxon the nomen will apply
whenever several (and often many) hierarchically related higher
taxa include the same conucleogenera.
(c) In order to go further, it is proposed to take into account
the alienogenera of the new taxon, i.e. the genera originally
excluded from the taxon for which the new nomen was created, and
which provided an external limit for this taxon.
(d) As usual in nomenclature regulated by the Code, the current
allocation of a nomen to a taxon is not given once and for all
at the creation of the nomen, but depends on the taxonomy adopted.
A class-series nomen potentially applies to any higher taxon that
includes all its conucleogenera, but its more precise allocation
requires knowledge of the current taxonomic allocation of its alienogenera.
Three different situations are possible, for which the following
treatments are proposed:
(d) (1) Whenever a new nomen was proposed for a class-series taxon
defined only by its conucleogenera (i.e., without mention of alienogenera),
this nomen applies now to the least inclusive taxon, in
the taxonomy adopted, that includes all its conucleogenera.
(d) (2) In both other cases, the new nomen was proposed for a class-series
taxon defined both by its conucleogenera and its alienogenera.
Two situations remain possible:
(d) (2) (1) All original alienogenera are currently extragenera,
i.e. genera now placed in taxa excluded from the least inclusive
taxon including all the conucleogenera. In such a case, the nomen
now applies to the most inclusive taxon including all its conucleogenera
and excluding all its extragenera. The latter play a new, particular
role in zoological nomenclature: that of onomatostasis,
i.e. they provide an external limit for the extension of the taxon
designated by the nomen. In this case, the combination of onomatophore
and onomatostasis provides a stable reference for the allocation
of the nomen to a taxon, but this is true only as long as the taxonomy
does not change, because
if it does some alienogenera may well become intragenera, as explained
below.
(d) (2) (2) The original alienogenera include one or several intragenera,
i.e. genera that are currently classified within the taxon that
includes all the conucleogenera. In such a case, there is no onomatostasis
and the taxon to which the nomen applies, just like in situation
(d) (1), is the least inclusive taxon including all its conucleogenera.
The process described above is illustrated in Fig. 1. More details and
examples are provided in Dubois (2005c). Implementation of these Rules in any
concrete situation results in a completely unambiguous allocation of any given
nomen to a single taxon in the taxonomic hierarchy, despite the absence of
a Rule of Coordination.
(3) Among several synonyms applying to the same taxon, validity of
one of them is established through the following succession of Rules:
(a) As with other nomina, the basic rule suggested here for validity
of these nomina is priority of publication, concerning
both synonymy and homonymy. Hopefully, if the Rules here proposed
or Rules derived from them are incorporated into the Code, after
their implementation Priority will become progressively the only
principle regulating validity of higher nomina. However, as higher
nomina have until now not been regulated by formal Rules, the sudden
request for strict respect of Priority for nomina of the past would
have dramatic consequences in some cases, as it would require the
replacement of well-known nomina by poorly known or unknown nomina.
In order to avoid these problems, attention has been paid to the
need to protect well-known nomina even when they do not have priority
to designate the taxa. However,
in order to avoid arbitrary decisions in this respect, strict Rules
are needed to recognize these well-known nomina.
(b) The rationale used in this respect relies on making a difference
between nomina used only among systematists (i.e., working on taxonomy,
phylogeny or faunistics) and nomina used outside this community
of specialists (i.e., among other biologists or even in the ‘general
literature’). A nomen that is known and used only, even largely,
among specialists of systematics, cannot be considered ‘well-known’
and worthy of protection or conservation simply on that account.
If priority requires that this nomen be changed, all these specialists
are (or should be) able to understand the reasons for this change,
should not be perturbed by it, and should accept it, as nomina
are just labels allowing unambiguous communication but have no
meaning or value in isolation. On the other hand, nomina that have
been regularly used in non-systematic literature, and are likely
to be known to many biologists and even laymen, should be maintained
for this reason. A criterion to recognize the fact that a nomen
is well-known and widely used is its presence in the titles of
publications, as titles have to be explicit enough to be understood
even by non-specialists. Furthermore they are easy to find in bibliographic
databases without having to read all publications in detail. These
ideas led me to define strictly several categories of usage for
nomina. More details on this rather complex matter are provided
in Dubois (2005b-c), and only the final conclusions of this reflection
are given here.
(c) Whenever working on the class-series nomenclature of a given
zoological group, all nomina should be referred to one of the following
categories: (A) symphonym: nomen used as valid for a taxon
by all authors and in all publications after 31.XII.1899; (B) aphonym:
nomen considered as available but invalid by at least one author
and in at least one publication after 31.XII.1899; (C) eneonym:
nomen never mentioned as available by any author and in any publication
after 31.XII.1899; (D) diaphonym: nomen used as valid
by at least one author and in at least one publication after 31.XII.1899.
The last category includes two major subcategories: (C1) eurydiaphonym:
nomen that has been significantly used as valid for a taxon in
non-systematic literature after 31.XII.1899; (C2) stenodiaphonym:
nomen that has not been significantly used as valid in non-systematic literature
after 31.XII.1899. The subcategory of eurydiaphonym consists of
two further infracategories: (C1a) paneurydiaphonym: eurydiaphonym
that is the only one to have been used as valid for a taxon in
non-systematic literature after 31.XII.1899; (C1b) schizeurydiaphonym:
eurydiaphonym that has been used as valid for a taxon in non-systematic
literature after 31.XII.1899, but alternatively to another eurydiaphonym
for the same taxon. For the purpose of this Rule, the term significantly
is to be understood as follows: to be considered a diaphonym, a
nomen should have been used for a taxon, either in its Latin form
or as a vernacular nomen in any recent language (A) either in the
titles of at least 25 non-purely systematic books, written by at
least 25 independent-authors and published in at least 10 different
countries after 31.XII.1899, or (B) in the titles of at least 100
non-purely systematic publications of any kind written by 100 independentauthors
and published in at least 10 different countries after 31.XII.1899.
In what precedes: (a) purely systematic publications are publications
dealing only or mostly with taxonomy, phylogeny and/or faunistics;
(b) non-purely systematic publications are publications a significant
portion of which (i.e., at least half of their total volume) deals
with non-systematic matters, such asvarious fields of biology,
medicine, agronomy, etc., or even is addressed to nonscientific
users, such as members of administrations, governments, customs,
conservation organizations, etc.; (c) independent authors are defined
as authors who never published together (as co-authors) on the
zoological group concerned before the case is considered (Dubois,
1997).
Fig. 1. Diagrammatic illustration
of different kinds of relations between taxa (genera G1-G8, families
F1-F4, orders O1-O2, class C1) in a given taxonomy (Fig. 1a) and
twelve nomina N1-N12, originally proposed for taxa of the class-series
including some of the genera G1-G8. Two major situations exist:
(A) In one of them (Fig. 1b-d), all the genera originally placed
in the taxon (its conucleogenera, which act as onomatophores for
the nomina) are still placed in this taxon, and all the genera
originally excluded from this taxon (its alienogenera) are now
excluded from the taxon. The latter are therefore its extragenera
and act as onomatostasis for the nomen. The nomen is then applied
to the most inclusive taxon (i.e. of highest rank in the current
taxonomy) including all its conucleogenera and excluding all its
extragenera. In Fig. 1b, all genera originally placed in the taxon
designated by the nomen N1 are still placed in the taxon O1, and
all those of N2 are still in O2: the nomina N1 and N2 designate
respectively the taxa O1 and O2. The same applies in Fig. 1c and
1d, although in these cases the conucleogenera and the extragenera
represent only part of the genera, and even of the families, included
in each order. (B) In the second situation (Fig. 1e-g), there is
an overlap between the taxa as currently recognized and the taxa
of the original taxonomy for which the nomina had been created,
some alienogenera of the original taxon being currently included
in the taxon. The nomen is then allocated to the least inclusive
taxon (i.e. of lowest rank, in the current taxonomy) including
all its conucleogenera. In some cases (Fig. 1f-g) this
can result in two nomina initially created for taxa considered
sister-taxa having now to be considered synonyms, although they
do not share a single conucleogenus: this is the case of N9 and
N10 in Fig. 1f and of N11 and N12 in Fig. 1g, all these four nomina
designating the class C1.

(d) These detailed categories of nomina can be grouped in two
major groups regarding their need for conservation: sozonyms (symphonyms
and paneurydiaphonyms) and distagmonyms (eurydiaphonyms,
stenodiaphonyms and aphonyms). Sozonyms are nomina which, being
well-known to non-specialists, should be protected in their usual
sense, even if this sense is not the original one at the creation
of the nomen. In the latter case, the sozonym should be conserved,
but credited to the first author who used it in the usual sense,
i.e. with an onomatophore in agreement with its current usage.
The earlier nomen with a different onomatophore should then be
rejected as an invalid senior homonym. In contrast, distagmonyms
do not have to be so protected. It is not proposed, however, to
use strict priority to validate them, but to have a more sensible
rule, according to which, if several nomina are available for a
taxon, schizeurydiaphonyms have precedence over stenodiaphonyms,
the latter over aphonyms and the latter over eneonyms. Only among
these categories will priority allow a choice among competing nomina.
(e) These rules of validation of nomina are devised in order to
take into account the long period during which higher nomina were
not subject to any rules, to respect real usage outside specialized
literature, and to allow a smooth transition into the future, when
the automatic Principle of Priority will hopefully play a growing
role in order to avoid prolonged debate to settle the valid nomen
of any higher taxon.
(f) A single example will be given here to illustrate the difference
between sozonyms and distagmonyms: that of the vertebrate class-series
nomina AMPHIBIA and LISSAMPHIBIA (for more details, see Dubois,
2004). The nomen AMPHIBIA Linnaeus, 1758 was introduced for a taxon
much more comprehensive than the current amphibians of all zoologists,
as it included, beside them, several groups of ‘reptiles’
and ‘fishes’: according to the Rules of allocation
of nomina to taxa presented above, this nomen applies to the taxon
currently known as VERTEBRATA Cuvier, 1800. However, the nomen
AMPHIBIA being a sozonym should be conserved in its usual sense,
first found in AMPHIBIA
De Blainville, 1816: the latter should be validated as a sozonym,
and its
senior homonym AMPHIBIA Linnaeus, 1758 definitively invalidated.
Among amphibians, the nomen LISSAMPHIBIA Haeckel, 1866 was created
for a taxon including the anurans and urodeles, but excluding the
gymnophiones, thus being a strict junior invalid synonym of BATRACHIA
Brongniart, 1800. Although in recent years the nomen LISSAMPHIBIA
has had a growing use to designate a taxon including the anurans,
urodeles and gymnophiones, this use is incorrect and the valid
nomen of the latter taxon, according to the proposed Rules, is
NEOBATRACHI Sarasin & Sarasin, 1890. The nomen LISSAMPHIBIA
is completely unknown to non-specialists and, in contrast with
the nomen AMPHIBIA, unlikely to be used in the titles of books
written for a vast audience: it should be abandoned.
(g) The Rules presented above provide only a general framework
for the
establishment of the valid nomen of a higher taxon. A number of
particular cases, situations and exceptions remain, for which specific
solutions had to be proposed. This information is given in Dubois
(2005c), which also contains a detailed discussion of the use of
ranks in higher (and lower) nomenclature, with proposals of standardization
of the designation and treatment of nomenclatural ranks over the
whole of zoology, a question that is not addressed here. The complete
proposal is summarised under a set of 24 formal Rules.
Discussion and conclusion
The proposed rules are offered to the community
of zoologists and taxonomists for consideration and discussion,
prior to their possible incorporation into the Code. They are considered
to be an efficient way of solving the problems posed by the growing
need to have rational and universal rules for the nomenclature
of higher taxa, agreeing in their basic philosophy with the current
rules of the Code. Attention is drawn here to the following major
aspects of these rules: (1) they respect the
independence between taxonomy and nomenclature and do not ‘infringe
upon taxonomic freedom’: they are thus compatible with any
philosophy of classification, including ‘phylogenetic taxonomy’;
(2) they allow nomina to be used according to their original sense,
just as with other nomina covered by the Code, thus avoiding endless
discussions and redefinitions of nomina, a major weakness of recent
alternative proposals to the Code; (3) they are largely automatic
in use, allowing any two zoologists confronted with the same problem
to find the same solution by simple rigour, not through personal
taste or opinion and without having to petition Committees or to
rely on the help of lobbies; (4) once such Rules have been implemented,
after a period of transition, the allocation of nomina to higher
taxa will become a routine practice that will not require the expense
of time, money and energy. Given the current state of our planet,
the latter should be concentrated on the real priority of the beginning
of the ‘century of extinctions’, which is not to redefine
nomina, but to accelerate the exploration, inventory and study
of organisms, in order in some cases to be able to struggle for
their conservation, but in many more cases to simply (but importantly)
store information and specimens for the future generations
(Dubois, 2003). In the light of these comments, the heavy investment
of hundreds of working hours by dozens of zoologists to discuss
pros and cons of a new proposal for an alternative Code appears
at best as a mistake and at worst as a criminal operation against
the study of biodiversity (Dubois, 2005b).
In order to limit as much as possible the duration of the
‘period of transition’ mentioned above, it is proposed
to build up a Nomenclator zoologicus for class-series nomina, i.e.
a database of all zoological higher nomina ever published since
1758 with information on their status (date, conucleogenera, alienogenera),
and with a possibility to find this information online. Work is
in progress for the implementation of this database with its associated
software (Dubois & Gérard, in preparation). Colleagues
worldwide who are interested in this project are welcome to contact
us.
References
Brothers, D.J. 1983. Comments on Rasnitsyn’s
proposal to regulate the names of taxa above the family group. Bulletin
of Zoological Nomenclature, 40(2): 72–73.
Dubois, A. 1984. La nomenclature supragénérique
des Amphibiens Anoures. Mémoires du Muséum
national d’Histoire naturelle, (A) 131:
1–64.
Dubois, A. 1987. Again on the nomenclature of
frogs. Alytes, 6(1–2): 27–55.
Dubois, A. 1997. Proposals concerning the conditions
needed for a name being eligible for conservation. In:
Dubois & Ohler (1997): 317–320.
Dubois, A. 2000. Synonymies and related lists
in zoology: general proposals, with examples in herpetology. Dumerilia, 4(2):
33–98.
Dubois, A. 2003. The relationships between taxonomy
and conservation biology in the century of extinctions. Comptes
rendus Biologies, 326 (suppl. 1): S9-S21.
Dubois, A. 2004. The higher nomenclature of
recent amphibians. Alytes, 22(1–2):
1–14.
Dubois, A. 2005a. Propositions pour l’incorporation
des nomina de taxons de rang supérieur dans le Code international
de nomenclature zoologique. Biosystema, 23:
73–96.
Dubois, A. 2005b. Proposed Rules for the incorporation
of nomina of higher-ranked zoological taxa in the International
Code of Zoological Nomenclature. 1. Some general questions, concepts
and terms of biological nomenclature. Zoosystema, 27(2):
365–426.
Dubois, A. 2005c. Proposed Rules for the incorporation
of nomina of higher-ranked zoological taxa in the International
Code of Zoological Nomenclature. 2. The proposed Rules and their
rationale. Zoosystema, in press.
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names of Amphibia Anura. I. Introduction. Bulletin du Muséum
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approved and adopted by the Fourteenth International Congress
of Zoology, Copenhagen, August, 1953. London, International
Trust for Zoological Nomenclature: xxxi, 135 pp.
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for Zoological Nomenclature: xviii, 176 pp.
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The illogical basis of phylogenetic nomenclature. The Botanical
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models in systematics. Biological Journal of the Linnean
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of the name Tetrapoda in the scientific literature: an exchange. Systematic
Biology, 53(1): 68–80.
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and the development of the International Code of Zoological Nomenclature. Systematic
Zoology, 8(1): 39–47.
Rasnitsyn, A. 1982. Proposal to regulate the
names of taxa above the family group. Bulletin of Zoological
Nomenclature, 39(3): 200–207.
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Journal of Science, 238: 413–431.
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General Article
ZooBank: the open-access register for zoological taxonomy:
Technical Discussion Paper
Andrew Polaszek1,2, Miguel Alonso-Zarazaga3,1, Philippe
Bouchet4,1, Denis J. Brothers5,1, Neal Evenhuis6, Frank-Thorsten
Krell2, Christopher H.C. Lyal2, Alessandro
Minelli7,1; Richard L. Pyle6, Nigel J. Robinson8, F.
Christian Thompson9 & J. van Tol10
1International Commission on Zoological
Nomenclature, London UK; 2Natural History Museum, London
UK; 3Museo Nacional de Ciencias Naturales, Madrid, SPAIN; 4Muséum
National d'Histoire Naturelle, Paris, FRANCE; 5University
of KwaZulu-Natal, Pietermaritzburg, SOUTH AFRICA; 6Bishop
Museum, Honolulu, Hawaii, USA; 7University of Padua,
ITALY; 8Thomson Zoological Ltd, York, UK; 9Smithsonian
Institution, Washington, DC, USA; 10National Museum
of Natural History, Leiden, The Netherlands.
Introduction
A proposal for the International Commission on Zoological Nomenclature
(ICZN) to establish ZooBank, an open-access, mandatory registration system
for descriptions of all new taxa and nomenclatural acts in animal taxonomy
was published recently (Polaszek
et al., 2005). That paper is effectively an argument for the establishment
of a registration system, proposed by 29 currently active zoologists from a
variety of backgrounds. The purpose of the present paper is to describe the
technical details and possible obstacles to implementing such a system, and
to attract comments and discussion from potential contributors and users.
ZooBank - Summary
The widely dispersed nature of taxonomic publications that affect the
scientific names of animals is an obstacle to progress in zoology. For example,
in entomology alone, there are more than 1100 specialised journals that might
contain taxonomically relevant information, and many of these are extremely
difficult to access. With advances in bioinformatics answering the need for
the more rapid description and cataloguing of our disappearing biodiversity,
the necessity for an authoritative name registry is ever greater. Zoological
Record has been the resource that until now has come closest to answering
that need by its annual publication of all those new animal names and taxonomic
acts in zoology that come to its attention. The producers of Zoological
Record are therefore the ideal collaborators, with the Commission for
the development and implementation of ZooBank. Zoological Record will
act as the primary data collector with ICZN as the independent archiver of
the database. The mechanism for doing this is described below.
The scope of ZooBank
It must be emphasised that assessment or judgement of the taxonomic content
of a piece of published work, i.e. any form of peer-review, is not part of
the function of ZooBank. ZooBank will function as an archived index of zoological
names and nomenclatural acts. A statement regarding the availability or unavailability
of names will be provided. The full scope of nomenclatural acts indexed by
ZooBank remains to be established, but should minimally include newly proposed
names, and new nomenclatural acts that affect existing names as established
in the Code.
Registration of Existing Names
Retrospective registration of all existing names is clearly a major attraction
of ZooBank, and one for which the collaboration with Zoological Record will
prove indispensable. Zoological Record staff, during routine scanning
and databasing of published articles, will supply ZooBank with all the data
needed for registration, enabling the ICZN Secretariat to alert authors that
their data are being registered. Similarly, Zoological Record will
be alerted to any overlooked animal names and taxonomic acts via ZooBank. Free
access to Zoological Record's Index of Organism Names (ION) will enable
ZooBank to eventually become a complete database of all animal species. Such
a complete list will serve many valuable functions that contribute to increased
stability of zoological nomenclature.
Mandatory Registration
In order for ZooBank to be a complete register of animal names and the
nomenclatural acts that affect them, registration must be a mandatory requirement
for availability according to the Code. A voluntary system, while potentially
of some use, would negate the final aim of complete coverage. In the long term,
mandatory registration should eventually apply to all zoological names and
nomenclatural acts. A more practical approach for the short term, however,
would be to require registration for all newly proposed names and nomenclatural
acts, while accommodating voluntary registration of previously existing names
and acts. Mandatory registration has the added advantage of ensuring that all
new names and taxonomic acts are checked for compliance with the Code before
they are made available.
Registration as Publication
Several recent initiatives, particularly the NSF-funded Planetary Biodiversity
Inventories (PBIs), are attempting to promote taxonomy as a largely web-based
discipline (e.g., http://www.nhm.ac.uk/researchcuration/projects
/solanum/).
It seems inevitable that in the near future the Code
will have to cover solely web-published taxonomic descriptions and nomenclatural
acts. One possible response would be the development of a system whereby successful
registration on the ZooBank database would be equivalent to publication. However,
the implications of equating the act of registration in ZooBank as equivalent
to publication via more traditional means (as prescribed in the current edition
of the ICZN Code) are substantial, and demand careful consideration by a broad
spectrum of the zoological research community.
Paramount among the implications of a "registration=publication"
scenario is the issue of peer review. While current provisions
for peer review of taxonomic papers are often far from ideal, standards
in taxonomy continue to be maintained largely by consensus. The
fact that a carefully enforced peer review system would be an essential
component of any "registration=publication" initiative
provides an opportunity to reform current procedures. International
editorial boards appointed for peer review of solely web-based
taxonomic publications would need to be appointed to deal with
web taxonomic publications in a systematic way. Collaboration with
taxon-focussed learned societies could be a first step to the development
of such review boards (e.g. International Society of Hymenopterists
for Hymenoptera papers; etc), perhaps via the International Union
of Biological Sciences (IUBS).
Changing the ICZN Code
Mandatory registration as an additional criterion of availability under
the ICZN Code will require substantial changes to several Code Articles. Changes
to the Code can be implemented in one of two ways: as amendments to the existing
(4th) edition, or in the context of a new (5th) edition. Introducing registration
as a mandatory requirement for all newly established names and nomenclatural
acts, while maintaining the current requirement for publication of such names
and acts, could be established through amendments to the existing edition of
the Code. More sweeping changes, such as equating the act of registration (with
peer review) to publication, would probably best be introduced with a new (5th)
edition of the Code.
Article 16 of the ICZN constitution provides a clear protocol for introducing
amendments that are major changes to the Code. In summary, the proposed amendments
(as detailed below) need to be published (e.g. in Bulletin of Zoological Nomenclature,
and possibly elsewhere) and comments from zoologists received within one year
of publication. The International Union of Biological Sciences must be informed,
and asked to approve the major changes. The Commission votes on the proposed
amendments, and if approved by a two-thirds majority, requests IUBS to ratify
the amendments. Alternatively, provisional ratification by IUBS can be requested
at the same time as requesting approval (i.e. in advance of voting), in which
case ratification becomes effective after the Commission's positive vote. After
ratification, the Commission will publish the decision and date on which the
ratified amendments come in to force. The entire procedure takes a minimum
of 15 months.
The process of drafting the 5th Edition Code has already started, with
several aspects of the current edition in need of clarification or alteration.
As with previous editions, extensive discussion with the Code's users is essential,
but the completion of a 5th edition is targeted for 2008.
Herein we describe two alternative approaches to revising the ICZN Code.
The first approach assumes that new names and nomenclatural acts must be published
according to rules that are already established in the current edition of the
Code, and adds provisions for mandatory registration of new names and nomenclatural
acts. These proposed changes are presented in the form of amendments to the
existing (4th Edition) of the Code. The other approach represents changes that
would not only require mandatory registration of new names and nomenclatural
acts, but simultaneously establish a procedure where the act of registration
itself constitutes an accepted form of publication alongside traditional publication
of new names and nomenclatural acts. This second approach is presented in the
form of changes to the ICZN Code as they would be implemented in a new 5th
Edition of the Code. It would be premature in the context of this article to
propose changes to the Code that would establish mandatory registration of
all existing names; however, mandatory registration of certain existing names
would be necessary in some cases, as described below.
Amendments to the current Code to accommodate
mandatory registration
The following amendments to the existing (4th Edition) Code would be
necessary to minimally establish mandatory registration of new names and nomenclatural
acts.
Add Article 16a. Mandatory registration
of names published after 2007.
16a.1. All new names and nomenclatural acts published after 2007 must
be registered with the Commission within a period of two years from the date
of publication to become available (in the case of names) or effective (in
the case of nomenclatural acts).
16a.2. If Art. 16a.1. is met, the date of publication is determined according
to Art. 21, i.e. the date to be adopted is the date of publication and not
the date of registration.
16a.3. If a name is registered more than two years after its publication,
the date of publication is the date of registration as determined by ICZN.
An author who has missed the two-year registration period can apply to the
Commission for backdating the names published to the original date of publication.
Lost mail, force majeure, death of author, failings of publishers and similar
hardships will be considered for accepting the original date of publication
by the Commission.
16a.4. Within a period of two years from the date of publication, a name
cannot be declared to be unavailable solely because it is not registered. It
has to be assumed that it is available.
Add Recommendation 16aA. Registration
by authors. Registration is an integral component of
the process of publishing new names. Authors must register new
names immediately after publication or ensure registration by
another person if they are not able to do it themselves.
Add Recommendation 16aB. Posthumous
registration. If an author dies before registration,
or in the case of posthumous publications, editors are requested
to register new names with the Commission immediately after publication.
Add Recommendation 16aC. Late
registration by the Commission. If a name has not been
registered two years after its publication, the Commission must
be informed. The Commission Secretariat will then register the
name.
Amendment to Article 21.1.:
Replace 'Except as provided in Article 3' by: Except as provided
in Articles 3 and 16a.3'. Add: For names published after
2007 the date to be adopted is stated in the database of registered
names.
Add Article 32.2.3. The
spelling of names published after 2007 that are registered with
the Commission can only be changed by use of the Commission's plenary
power.
Add Article 52.8. Homonymy
of registered names. Names registered after 2007 have no precedence
over still unregistered older homonyms (regardless of whether the
older homonym was published before 2008 or after 2007). If a registered
name is a junior homonym, the Commission must be informed immediately.
Add Article 78.4.6. register
all new names published after 2007, provide an open access database
of these names and their original descriptions through the World
Wide Web and maintain a paper archive of all original descriptions.
Add Article 80.10. Database
of registered names published after 2007. New names published after
2007 must be registered by the Commission with the ZooBank database
to be available for nomenclatural purposes. The status of registered
names does not differ from the status of names published before
2007. They have no precedence over names published before 2007.
The Commission will provide an open-access database, ZooBank, of
registered names via the World Wide Web. If the open access or
maintenance of this database cannot be provided for longer than
12 months, Article 16a will become inoperative until it is reinstated
by plenary power.
Amendment to Article 83. Replace
'The Commission is under no obligation...' by: "Apart from
the mandatory check for Code-compliance during registration, the
Commission is under no obligation....."
The protocol that would be established through
ZooBank for registering new names and nomenclatural acts under
this procedure is described below.
1. Either prior to or after publication of a new
name or nomenclatural act the author (or third party, see below)
will log on to the ICZN website (www.iczn.org),
or alternative approved site as listed on the ICZN website, and
fill in the form provided. This form requests all details of the
new name or nomenclatural act required for Code-compliance and
to maintain completeness of ZooBank (a postal service will also
be available for those without internet access).
2. A "nomenclatural act"
includes the following: (i) the suppression of a name; (ii) the
proposal of a replacement name; (iii) fixation of a spelling
of a name; (iv) an emendation of a name; (v) fixation of a type
species; (vi) first inclusion of nominal species in a genus-group
taxon; (vii) designation of a lectotype; (viii) designation of
a neotype; (ix) citation of the type genus of a family-group
name published after 1999.
3. ZooBank will check the submitted details automatically,
and the author will receive a response stating whether or not the
name or act meets the provisions of the Code, and if a proposed
name is a junior homonym. The author will be provided with a unique
identifier (reference code: e.g. DOI/GUID/LSID) for each name or
nomenclatural act. This identifier will be deposited in ZooBank
but inaccessible to the general public until completion of the
registration procedure. The identifier will be published in the
subsequent paper.
4. After publication, and if available, the author
will upload a facsimile file (currently pdf), or submit a reprint
or good quality photocopy to the Commission Secretariat, for verification
and archiving. Alternatively, the author can provide the registration
details by post on a form downloadable from the ICZN website or
available from the ICZN Secretariat. These electronic documents,
although not mandatory, will become an integral part of ZooBank,
and authors, editors and publishers will be strongly encouraged
to supply them during the registration process. Copyright issues
will need to be negotiated between publishers and ICZN.
5 . When the Commission Secretariat has received a copy of the
original description or published nomenclatural act, this will
be cross-checked with the registration form, checked for Code-compliance,
and finally registered. In cases of non Code-compliance, the Commission
will contact the author and withhold the registration process until
a correction is published.
6. At the point of registration with ZooBank the
submitting author will receive confirmation and details of the
registration by e-mail or post. The name is now registered and
available.
7. Copyright issues allowing, the complete original
description will be linked to the registered name in the database
immediately, and a paper copy archived in the archive of the Commission.
The proposed registration procedure described
above has a number of parallels with the current system for deposition
of gene sequence data with GenBank (http://www.ncbi.nlm.nih.gov/Genbank/index.html).
Changes to the ICZN for Establishing Registration
as Publication
A somewhat more ambitious revision to the ICZN Code, which would both
require registration for new names and nomenclatural acts, and simultaneously
establish the act of registration as an alternative to, but running concurrently
with, current publication requirements, could be implemented in the next (5th)
Edition of the Code. Such a scenario would require at least the following changes
to the current Code:
Change to Article 8.3. Replace “see
Article 8.7.1” by: “see Article 8.8.1”.
Change to Article 8.5. Add “it” to
the end of the sentence
Change to Article 8.5.1. Remove “it” from
the beginning of the sentence
Add Article 8.5.2. is
published on durable media, and
Change to Article 8.5.2. Replace “8.5.2” with “8.5.3”.
Change to Article 8.5.3. Replace “8.5.3” with “8.5.4”.
Change to Article 8.6. Add “and
before 2008”
to the first sentence, after “produced after 1999”. Replace “For
a work produced after 1999”
in the second sentence with “For a work produced between
1999 and 2008”.
Add Article 8.7. Names
and nomenclatural acts after 2007. All new names and
nomenclatural acts proposed after 2007 must be properly registered
with the official ICZN registry of zoological nomenclature [Article
17]. All such registrations entered after 2007 shall themselves
constitute the equivalent of a “published work” as
defined in this Chapter, and referenced elsewhere throughout
this Code.
Change to Article 8.7. Replace “8.7” with “8.8”.
Change to Article 8.7.1. Replace “8.7.1” with “8.8.1”.
Change to Recommendation 8C. Replace “after
1999” with “between 1999 and 2008”.
Change to Article 9.8. Add “before
2008”
after parenthetical.
Change to Article 9.9. Replace
full-stop (period mark) at end with “; or”
Add Article 9.10. after
2008 any form of information dissemination other than the official
ICZN registry of zoological nomenclature [Art. 17].
Add Article 17. Mandatory
registration of names and nomenclatural acts published after
2007.
17.1. Requirements for all names and nomenclatural
acts. To be available, every new name and nomenclatural
act proposed after 2007 must satisfy the provisions of Article
11 and Articles 13 through 16, and must al